PROTEIN POLYMER TECHNOLOGIES CLOSES $3.25 MILLION PRIVATE PLACEMENT
ÝÝÝÝÝÝÝÝÝ SAN DIEGO, CA – June 10, 2003 -- Protein Polymer Technologies,
Inc. (OTC Bulletin Board: PPTI), a company focused on high performance bioactive
devices designed for improved surgical outcomes, announced today the final
closing of $250,000 of a private placement of Series I Convertible Preferred
stock and warrants yielding total gross proceeds of $3.25 million. The net
proceeds will be used to fund Protein Polymer’s research and clinical
programs, and for general corporate purposes. Investors in the private placement
included the Johnson and Johnson Development Corporation, the Taurus Advisory
Group and other institutional and accredited investors.Ý
ìThis cash infusion reflects the confidence of the investment community
in the development and commercialization of Protein Polymerís product candidates,
research pipeline and business strategy,î commented J. Thomas Parmeter,
President and Chief Executive Officer of Protein Polymer Technologies.Ý
ìWe will use the proceeds to expand our clinical trials and accelerate the
development of our manufacturing process while we continue to advance our
partnering efforts and other commercialization opportunities. As a result,
we will add more value to our incontinence and dermal tissue augmentation
products, and to our surgical adhesives and sealants including the ongoing
development of a Spinal disc repair product for Spinal Wave.î
In the private placement, the company issued 30,255 shares of Series I
Convertible Preferred stock at price of $100 per share, together with warrants
for the purchase of an aggregate of approximately 2,313,887 shares of common
stock. Each share of Series I Preferred Stock is convertible at any time
at the election of the holder into approximately 182 shares of common stock
at a conversion price of $0.55 per share, subject to certain antidilution
adjustments.Ý Each share of Series I Preferred Stock also received warrants
to purchase common stock.Ý One warrants is exercisable at any time for approximately
27 shares of common stock, at an exercise $0.88 per share, and expires approximately
eighteen months after the close of the offering; an additional warrant is
exercisable at any time for approximately 18 shares of common stock at an
exercise price of $1.65 per share, and expires approximately forty-eight
months after the close of the offering. The securities were sold to accredited
investors in a private placement pursuant to exemptions under the Securities
Act of 1933, as amended.Ý The company recently filed a registration statement
with the Securities and Exchange Commission to permit the sale of the underlying
common shares following the conversion from preferred to common by the investors
in the Series I Preferred. Lane Capital Markets, LLC and The Sapphire Group,
LLC, assisted the Company with the transaction. Warrants to acquire 264,273
shares of common stock exercisable at any time and expiring approximately
5 years after issuance, were issued to Lane Capital Markets, LLC.
Protein Polymer Technologies, Inc., is a San Diego-based company focused
on developing products to improve medical and surgical outcomes.Ý From its
inception in 1988, PPTI has been a pioneer in protein design and synthesis,
creating an extensive portfolio of proprietary biomaterials for use in the
development of bioactive devices.Ý These genetically engineered biomaterials
are high molecular weight proteins, processed into products with physical
and biological characteristics tailored to specific clinical performance
requirements.Ý Targeted products include urethral bulking agents for the
treatment of stress urinary incontinence, dermal augmentation products for
cosmetic and reconstructive surgery, surgical adhesives and sealants, scaffolds
for wound healing and tissue engineering, and depots for local drug delivery.Ý
To date, PPTI has been issued twenty-four U.S. Patents on its core technology
with corresponding issued and pending patents in key international markets.
CONTACTS:
J. Thomas Parmeter
President
Janis Y. Neves
Director of Finance
(858) 558-6064 e-mail: info@ppti.com